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Chief Operating Officer - Private Equity Firm
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Not Disclosed
Salary: Very Competitive
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USA-NY-New York City |
01 Dec |
| Rapidly growing PE firm in NY is looking for a COO to help oversea all operations. |
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Mutual Fund Administrator
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Not Disclosed
Salary: DOE
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USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat... |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
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USA-NY-New York City |
01 Dec |
| NYC Multi-strategy fund seeking General Counsel |
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Compliance Officer
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WisdomTree
Salary: DOE
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USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper... |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
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USA-NY-New York City |
01 Dec |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Helpdesk Analyst
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NationStaff, Inc.
Salary: Base + Bonus + Benefits +...
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USA-NY-New York City |
01 Dec |
| Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren... |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
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USA-NY-New York City |
29 Nov |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salary: $118K +
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USA-NY-New York City |
29 Nov |
| AML - Surveillance Manager - Financial Services Company |
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Institutional Equity Compliance Officer - Regulatory Control Group
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Legend Global Search, Inc...
Salary: $175K+
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USA-NY-New York City |
29 Nov |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
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USA-NY-New York City |
28 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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Senior Vice President Product Manager - Email Compliance
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Not Disclosed
Salary: Senior Executive level co...
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USA-NY-New York City |
26 Nov |
| Our Client is the leading global provider of financial data, news and analytics. Our Client's professional service and media... |
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FOCUS Reporting
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Not Disclosed
Salary: Commensurate with experie...
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USA-NY-New York City |
26 Nov |
| FOCUS reporting for self clearing broker dealer. Must have specific FOCUS reporting experience as well as knowledge of 15c3-... |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
26 Nov |
| See job description below |
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Trust Fiduciary Tax Manager/VP
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Not Disclosed
Salary: 125000 to 175000 plus bo...
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USA-NY-New York City |
26 Nov |
| Industry leader. Form 1041 experience with trust and estates at a law firm or trust company.Review and supervise the preparat... |
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Chief Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
25 Nov |
| Dynamic global broker dealer/hedge fund is looking for a Chief Compliance Officer to work along side the Chief Legal Officer... |
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Portfolio Compliance Officer/Generalist
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Michael Page
Salary: 95,000 - 150,000
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USA-NY-New York City |
25 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
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Compliance Manager
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Michael Page
Salary: 120,000-225,000
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USA-NY-New York City |
25 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Chief Compliance Officer
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Not Disclosed
Salary: 100,000 - 200,000
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USA-NY-New York City |
25 Nov |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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Associate Compliance for a Prop Trading Broker Dealer, New York.
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Huxley Associates
Salary: Negotiable
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USA-NY-New York City |
24 Nov |
| An active proprietary trading broker dealer is seeking an Associate Compliance person for their electronic trading of the U.S... |
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Chief Compliance Officer for a Broker Dealer, New York City.
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Huxley Associates
Salary: Negotiable
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USA-NY-New York City |
24 Nov |
| A leading Broker Dealer is seeking a Chief Compliance Officer for their full-service office in New York City. |
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Tax Manager - New York
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Integrated Management Res...
Salary: $Open
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USA-NY-New York City |
24 Nov |
| Premier Asset Management Firm is seeking a Senior U.S. Tax Manager for a New York position. |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
24 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
21 Nov |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Assistant General Counsel
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Capital Market Services,...
Salary: Competitive
|
USA-NY-New York City |
20 Nov |
| Responsible for all legal and compliance aspects of the organization, including but not limited to monitoring and managing al... |
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Chief Compliance Officer (CCO)
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Not Disclosed
Salary: $150,000 - $250,000
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USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance, the Chief Compliance Officer (CCO) will be responsible for providing Compliance o... |
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Deputy Director of Anti Money Laundering (AML) Compliance
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Not Disclosed
Salary: $150,000 to $300,000
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USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance the Deputy Director of Anti Money Laundering (AML) Compliance will act as an overa... |
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Derivatives Attorney | Fixed Income
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Not Disclosed
Salary: PIMCO offers a comprehens...
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USA-NY-New York City |
18 Nov |
| Provide legal support to various departments at PIMCO, both domestic and overseas, with respect to trading related agreements... |
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New Account/Compliance Specialist
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Not Disclosed
Salary: Hourly Rate
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USA-NY-New York City |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
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Head of Compliance
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AC Lion
Salary: Salary + Bonus
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USA-NY-New York City |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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